Securities Law

The firm has represented parties, respondents and potential targets in the course of SEC investigations under the federal securities laws.  Although the firm does not concentrate on securities litigation, our service as lead counsel in Zewadski, Trustee v. Johnston, Lemon & Co., Inc., 1975-1976 CCH Fed. Sec. L. Rep. Para. 95,353 (D.D.C. 1975), affirmed mem. 177 U.S.App.D.C. 271, 543 F.2d 418 (1976), resulted in the leading decision applying the conflict of interest provisions of the Investment Company Act to counsel for mutual funds.